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Resources

  • www.sipc.org
    The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds.
  • www.state.tn.us/commerce
    The Department of Commerce & Insurance bears the complex responsibility of protecting the interests of consumers while providing fair, efficient oversight and a level field of competition for industries and professionals doing business in Tennessee.
  • www.adviserinfo.sec.gov
    You can search for an investment adviser firm on this website and view that firms Form ADV.